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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

FEES 10.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 10.3 Late payments and recovery of unpaid levies

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support