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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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MCOB 7A.5 Notification of changes resulting from auctions on the capital market

As Published: 2016

MCOB 7A.5 Notification of changes resulting from auctions on the capital market

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