Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

…

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MIPRU 4.2F Exposures and risk weights

PERG 8.32 Arranging deals in investments

DEPP 1.1 Application and Purpose

LR 19.4 Continuing obligations

FEES 6.4 Management expenses

COBS 16.2 Occasional reporting

IFPRU 11.3 Group recovery plans

CONC 7.6 Exercise of continuous payment authority

PERG 4.10 Exclusions applying to more than one regulated activity

CONC 3.6 Financial promotions about credit agreements secured on land

REC 2.13 Promotion and maintenance of standards

PERG 1.1 Application and purpose

SUP 16.17 Remuneration reporting

PERG 4.12 Appointed representatives

CASS 5.4 Non-statutory client money trust

REC 3.15 Suspension of services and inability to operate facilities

REC 2A.1 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy