Search Result

541 - 560 of 1346 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

MCOB 3A.5 MCD financial promotions

As Published: 2015

MCOB 3A.5 MCD financial promotions

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

LR App 2.1

As Published: 2005

LR App 2.1

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

DISP App 3.7 Approach to redress at step 1

As Published: 2011

DISP App 3.7 Approach to redress at step 1

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms