Search Result

341 - 360 of 1800 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

As Published: 2015

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing