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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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