Search Result

1241 - 1260 of 1753 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

CONC 8.4 Debt solution contracts

As Published: 2014

CONC 8.4 Debt solution contracts

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

CONC 7.4 Information on status of debts

As Published: 2014

CONC 7.4 Information on status of debts

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test