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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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Similar To

MCOB 4.11 Sale and rent back: advising and selling standards

EG 2.10 Industry guidance

DISP 3.2 Jurisdiction

INSPRU 7.1 Application

FEES 5.5B Case fees

IFPRU 2.1 Application and purpose

DEPP 7.1 Application and purpose

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

SUP 4.4 Appropriate actuaries

EG 19.30 The Mortgage Credit Directive Order

EG 6.1 Publicity during FCA investigations

PERG 14.4A Activities relating to regulated sale and rent back agreements

DISP 3.9 Delegation of the Ombudsman's powers

PERG 16.8 Territorial scope

APER 4.1 Statement of Principle 1

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

SUP 10A.7 FCA required functions

SUP 3.3 Appointment of auditors

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013