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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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PR App 3.1

As Published: 2005

PR App 3.1

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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