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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

DISP App 3.3A The approach to considering evidence at step 2

As Published: 2017

DISP App 3.3A The approach to considering evidence at step 2

EG 5.3 The basis of settlement discussions

As Published: 2016

EG 5.3 The basis of settlement discussions

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2016

IPRU-INV 9.2 GENERAL REQUIREMENTS