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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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Similar To

TC 2.1 Assessing and maintaining competence

COBS 11.6 Use of dealing commission [deleted]

EG 10.3 Asset-freezing injunctions

SUP 9.4 Reliance on individual guidance

COCON 3.1 General factors for assessing compliance

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

SYSC 19E.2 Remuneration policies and practices

EG 2.2 Case selection and referral criteria

FEES 2.1 Introduction

COLL 12.3 EEA UCITS management companies

MCOB 1.2 General application: who? what?

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 6.7 Notification rules for overseas recognised bodies

SUP 15.8 Notification in respect of particular products and services

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

GENPRU 1.2 Adequacy of financial resources

PERG 9.4 Collective investment scheme (section 235 of the Act)

CASS 10.1 Application, purpose and general provisions

EG 18.1 Cancellation on the FCA’s own-initiative

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order