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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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DTR 3.1

As Published: 2005

DTR 3.1

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

As Published: 2015

SYSC 4.6 Management responsibilities maps for non-UK relevant authorised persons

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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PR App 1.1

As Published: 2005

PR App 1.1

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 13A.1 Application and purpose

FEES 13.2 The IML levy

SUP 12.7 Notification requirements

DISP 1.10 Complaints reporting rules

PERG 13.7 The territorial application of MiFID [deleted]

COLL 6.6B UCITS depositaries

REC 2A.4 Power and procedure for RAP penalties and censures

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation