Search Result

181 - 200 of 1618 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

COBS 13.2 Product information: production standards, form and contents

As Published: 2007

COBS 13.2 Product information: production standards, form and contents

CONC 8.6 Changes to contractual payments

As Published: 2014

CONC 8.6 Changes to contractual payments

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

COBS 6.1G Re-registration of title to retail investment products

As Published: 2011

COBS 6.1G Re-registration of title to retail investment products

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision