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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COBS 13.6 Preparing product information: adviser and consultancy charges

As Published: 2011

COBS 13.6 Preparing product information: adviser and consultancy charges

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

…

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

…

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PERG 8.24 Advising on investments

CASS 9.2 Prime broker's daily report to clients

MCOB 4.11 Sale and rent back: advising and selling standards

CONC 5.3 Conduct of business in relation to creditworthiness and affordability

SUP 10C.13 Variation of conditional and time-limited approvals

LR 12.6 Treasury shares

COBS 12.3 Non-independent research [deleted]

MAR 7A.4 Requirements when providing direct electronic access

CONC 4.2 Pre-contract disclosure and adequate explanations

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

BIPRU 1.4 Actions for damages

COLL 12.4 UCITS product passport

PERG 5.12 Link between activities and the United Kingdom

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

INSPRU 8.2 Special provisions for Lloyd's

COBS 18.6 Lloyd's

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COBS 13.6 Preparing product information: adviser and consultancy charges

SUP 12.5 Contracts: required terms

LR 3.2 Application for admission to listing