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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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