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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements