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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

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SUP 15.6 Inaccurate, false or misleading information

LR 16.3 Listing applications

REC 3.1 Application and purpose

MCOB 6.9 Regulated sale and rent back agreements

MAR 7A.3 Requirements for algorithmic trading

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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

DTR 4.2 Half-yearly financial reports

SUP 15.9 Notifications by members of financial conglomerates

SYSC 10A.1 Application

DISP 1.10 Complaints reporting rules

REC 4.7 The section 297 power to revoke recognition

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 12.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DTR 7.2 Corporate governance statements

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 5.4 Appointment and reporting process

DTR 1.3 Information gathering and publication