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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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Similar To

APER 4.4 Statement of Principle 4

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

LR 13.8 Other circulars

SYSC 22.7 Getting references: additional rules and guidance for full scope regulatory reference firms

SYSC 19A.1 General application and purpose

DEPP 6A.1 Introduction

SUP 8A.5 Revoking or varying directions and determinations

GENPRU 2.1 Calculation of capital resources requirements

PERG 8.21 Company statements, announcements and briefings

REC 1.2 Purpose, status and quotations, notes or references

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 4.2 Contents and format of listing particulars

PERG 7.6 Applications for a certificate

COCON 3.1 General factors for assessing compliance

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FEES 9.2 PSR fees

IFPRU 4.2 Standardised approach

GEN 5.1 Application and purpose

DTR 2.2 Disclosure of inside information

IFPRU 3.2 Capital