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MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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PR App 3.1

As Published: 2005

PR App 3.1

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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MCOB 3A.2 The fair, clear and not misleading rules

As Published: 2015

MCOB 3A.2 The fair, clear and not misleading rules

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PR App 1.1

COBS 14.2 Providing product information to clients

DTR 6.4 Disclosure of Home State

DEPP 3.2 The operation of the RDC

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

REC 2.3 Financial resources

COBS 11.6 Use of dealing commission [deleted]

MIPRU 3.2 Professional indemnity insurance requirements

PERG 8.32 Arranging deals in investments

DTR 6.2 Filing information and use of language

BIPRU 7.10 Use of a Value at Risk Model

LR 8.7 Supervision of sponsors

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements