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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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