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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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