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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

As Published: 2014

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

EG 9.5 Prohibition orders against other individuals

As Published: 2016

EG 9.5 Prohibition orders against other individuals

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

DISP App 3.2 The assessment of a complaint

As Published: 2017

DISP App 3.2 The assessment of a complaint