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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting