Search Result

1041 - 1060 of 1543 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

LR 8.1 Application

As Published: 2005

LR 8.1 Application

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

CONC 8.10 Conduct of business: providing credit information services

As Published: 2014

CONC 8.10 Conduct of business: providing credit information services

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

TC App 5.1

As Published: 2010

TC App 5.1

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings