Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

…

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

…

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

INSPRU 1.2 Mathematical reserves

EG 19.13 The Consumer Protection Co-operation Regulation26

REC 2A.3 Guidance on RAP recognition requirements

INSPRU 3.2 Derivatives in insurance

IPRU-INV 1.1 PURPOSE

COLL Appendix 1EU KII Regulation

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

DTR 1A.3 FCA may require the publication of information

SUP 14.4 Notices of proposed changes: form and delivery

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DTR 5.2 Acquisition or disposal of major proportions of voting rights

CASS 10.2 Core content requirements

APER 2.1A The Statements of Principle

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation