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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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DTR 4.2 Half-yearly financial reports

As Published: 2015

DTR 4.2 Half-yearly financial reports

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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