Search Result

681 - 700 of 1385 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

As Published: 2016

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions