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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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LR 1.4 Miscellaneous

PERG 8.33 Introducing

COBS 11.6 Use of dealing commission [deleted]

RCB 3.3 Asset pool notifications

PERG 4.14 Mortgage activities carried on by professional firms

SUP 15A.1 Application and notifications under EMIR

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

CASS 7.10 Application and purpose

SUP 3.6 Firms' cooperation with their auditors

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

FEES 6.4 Management expenses

LR 5.2 Cancelling listing

MAR 9.5 Frequently Asked Questions

PERG 4.6 Advising on regulated mortgage contracts

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 3.3 Shares

PERG 8.10 Types of financial promotion

MAR 10.4 Position reporting

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

MAR 10.5 Other reporting, notifications and information requirements