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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

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SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

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SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance for full scope regulatory reference firms

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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