Search Result

541 - 560 of 1614 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application