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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies