Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

…

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

RCB 1.1 Introduction to sourcebook

CASS 7.15 Records, accounts and reconciliations

MAR 9.5 Frequently Asked Questions

COLL 9.3 Section 272 recognised schemes

SUP 13.5 Notices of intention

APER 4.4 Statement of Principle 4

PERG 8.8 Having an effect in the United Kingdom

PERG 2.2 Introduction

COLL 3.2 The instrument constituting the fund

CASS 7A.2 Primary pooling events

PR 2.2 Format of prospectus

EG 10.1 Introduction

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation