Search Result

21 - 40 of 1734 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention