Search Result

361 - 380 of 1620 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

CREDS 3A.4 Insurance against fraud or other dishonesty

As Published: 2016

CREDS 3A.4 Insurance against fraud or other dishonesty

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

CASS 7.15 Records, accounts and reconciliations

As Published: 2014

CASS 7.15 Records, accounts and reconciliations

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy