Search Result

241 - 260 of 1580 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure