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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

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EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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Similar To

REC 2.16 Complaints

PR 4.1 Use of languages

REC 4.2C Control over a UK RIE

MCOB 10.3 Formula and assumptions for calculating the APR

DTR 2.2 Disclosure of inside information

SYSC 18.5 Settlement agreements with workers

PERG 4.15 Mortgage activities carried on by 'packagers'

CONC 4.1 Content of quotations

PERG 4.18 Regulated activities related to mortgages: flowchart

PERG 8.6 Communicate

EG 2.2 Case selection and referral criteria

REC 2A.3 Guidance on RAP recognition requirements

EG 12.1 The FCA’s general approach

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation