Search Result

941 - 960 of 1692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

LR 3.1 Application

As Published: 2005

LR 3.1 Application

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

APER 1.1A Application

As Published: 2015

APER 1.1A Application