Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

…

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

GEN 7.1 Application

CONC 4.1 Content of quotations

LR 12.4 Purchase of own equity shares

SUP 10A.12 Procedures relating to FCA-approved persons

REC 1.1 Application

SUP 3.2 Purpose

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

COLL 7.5 Schemes or sub-funds that are not commercially viable

DEPP 1.1 Application and Purpose

MAR 4.1 Application and Purpose

SYSC 22.1 Application

SUP 11.7 Acquisition or increase of control: assessment process and criteria

EG 4.3 Notification where a particular person is not yet under investigation

LR 8.2 When a sponsor must be appointed or its guidance obtained

SYSC 4.2 Persons who effectively direct the business

SUP 12.9 Record keeping

IFPRU 4.14 Counterparty credit risk

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach