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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

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LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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LR 6.15 Shares of a non-EEA company

As Published: 2017

LR 6.15 Shares of a non-EEA company

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LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

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LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

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RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

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MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

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