Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 6.6B UCITS depositaries

COBS 11.6 Use of dealing commission [deleted]

RCB 3.3 Asset pool notifications

SUP 15A.1 Application and notifications under EMIR

MAR 8.1 Application and purpose

CASS 11.6 Statutory trust

TC 1.2 Actions for damages

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 18.2 Requirements for listing

MCOB 1.1 Application and purpose

LR 15.4 Continuing obligations

GEN 1.1 Application

CONC 3.2 Financial promotion general guidance

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

REC 2A.1 Introduction

PERG 2.5 Investments and activities: general

SUP 3.6 Firms' cooperation with their auditors

PERG 4.6 Advising on regulated mortgage contracts

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy