Search Result

641 - 660 of 1519 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

As Published: 2015

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

IPRU-INV 4.2 PURPOSE

As Published: 2015

IPRU-INV 4.2 PURPOSE

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose