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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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INSPRU 7.1 Application

MAR 1.10 Statutory exceptions

SUP 16.7A Annual report and accounts

DISP App 1.2 The standard approach to redress

SUP 11.1 Application

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

EG 2.11 Senior management responsibility

IFPRU 4.15 Credit risk mitigation

PERG 10.4 Pension scheme service providers other than trustees

REC 6.8 Powers to supervise

PERG 5.8 The regulated activities: advising on contracts of insurance

EG 4.2 Notifying the person under investigation where notice is not required under the Act

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation