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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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Effective Period

Similar To

PERG 1.2 Introduction

DEPP 1.1 Application and Purpose

BIPRU 12.4 Stress testing and contingency funding

DISP 3.3 Dismissal without consideration of the merits and test cases

PERG 11.2 Guidance on property investment clubs

MAR 10.1 Application

SUP 10C.3 General material about the definition of controlled functions

CONC 5A.1 Application, purpose and guidance

DISP 1.3 Complaints handling rules

PR 2.3 Minimum information to be included in a prospectus

EG 7.6 Private warnings

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

REC 4.7 The section 297 power to revoke recognition

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy