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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

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EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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Similar To

SYSC 1.2 Purpose

PERG 5.3 Contracts of insurance

IFPRU 11.3 Group recovery plans

SUP 13.2 Introduction

REC 3.24 Transfers of ownership

COLL 6.2 Dealing

SUP 15.9 Notifications by members of financial conglomerates

SUP 9.4 Reliance on individual guidance

PERG 8.37 AIFMD Marketing

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation