Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 3.7 Classification of off-balance-sheet items

REC 2.4A Management body

IFPRU 4.12 Securitisation

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

REC 2.1 Introduction

SUP 3.8 Rights and duties of auditors

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

COND 2.2 Location of offices

CONC 3.6 Financial promotions about credit agreements secured on land

CASS 1A.3 Responsibility for CASS operational oversight

SUP 12.1 Application and purpose

LR 10.1 Preliminary

DEPP 5.1 Settlement decision makers

COBS 4.1 Application

MCOB 4.11 Sale and rent back: advising and selling standards

LR 5.4A Transfer between listing categories: Equity shares

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy