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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

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MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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