Search Result

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 6.2 Publicity during, or upon the conclusion of regulatory action

SUP 10C.13 Variation of conditional and time-limited approvals

LR 15.2 Requirements for listing

COLL 6.6B UCITS depositaries

EG 16.2 Disapplication orders

COCON 4.2 Specific guidance on senior manager conduct rules

FEES 10.5 Application of FEES 4 to the pensions guidance levy

EG 9.9 The effect of the FCA’s decision to withdraw approval

FIT 2.3 Financial soundness

SUP 10A.9 Significant management functions

DEPP 2.2 Warning notices and first supervisory notices

DEPP 8.2 Use of the own-initiative variation of approval power: general

RCB 2.3 Determination of registration

MAR 9.3 Notification and information

BIPRU 2.2 Internal capital adequacy standards

GENPRU 3.2 Third-country groups

PRIN 3.1 Who?

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974