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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings