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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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PERG 15.7 Transitional provisions

As Published: 2018

PERG 15.7 Transitional provisions

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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