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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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Similar To

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 6A.1 Exercise of passport rights by EEA market operator

EG 2.12 Co-operation

FEES 2.1 Introduction

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

PERG 5.2 Introduction

MAR 1.10 Statutory exceptions

CREDS 3A.2 Shares and deposits

EG 10.5 Section 198: the FCA’s policy

SUP 5.4 Appointment and reporting process

CASS 6.1 Application

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 7.5 Payment of financial penalties

BIPRU 8.5 Basis of consolidation

DISP 1.10 Complaints reporting rules

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

ICOBS 7.2 Effects of cancellation

EG 18.1 Cancellation on the FCA’s own-initiative